Securities Law

Federal and State Securities Law Matters in Lake Charles, Louisiana

Includes corporate finance, broker complaints and related federal and state securities law matters, including among other things, public and private offerings of equity and debt securities, periodic report and beneficial ownership filings under the Securities Exchange Act of 1934 (the “1934 Act”), proxy solicitations, no-action letter requests regarding issues under the 1934 Act, the Securities Act of 1933 and the Trust Indenture Act of 1939, state “blue sky” compliance matters, corporate reorganizations, sale of assets transactions, mergers and acquisitions, and securities arbitration and litigation.

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